The member shall set out in writing internal work procedures designed to control all operations that go through it. Such procedures must be compatible with applicable legislations and shall ensure the following: Persons associated with the member act in accordance with the powers entrusted to each of them. Operations executed
The member must supply the Stock Exchange with all information, documentation and reports as requested by it, within the timelines and in the manner determined in this By-laws and in the Stock Exchange's request. The Stock Exchange shall verify the validity of information submitted to it by the member in
The member must submit to the Stock Exchange the following periodic reports: An annual report with the member's financial data, approved by the member's auditor within ninety days of the end of its fiscal year. A bi-annual report with the members' financial data, approved by the member's auditor within thirty
The Stock Exchange shall inspect its members to verify their compliance with the provisions, of the regulations, instructions, bases and decisions issued by virtue thereof, as well as the By-laws and instructions issued by the Stock Exchange. The Stock Exchange shall inspect its members with or without a prior notice
The Chief Executive Officer may establish an investigative committee to examine the alleged breaches of a member or any of the persons associated with it. The committee referred to in sub-paragraph (A) of this Article shall be constituted of Stock Exchange employees who are competent in the field and any
Subject to the provisions of Article 37 of this By-laws, if it transpires that any member or a person associated with him has breached the provisions of the regulations, instructions , bases or decisions issued by the stock exchange, or has taken preparatory steps leading to such breach, it shall
isciplinary actions referred to in sub-paragraphs (A) (1 & 2) of Article 36 of this By-laws shall be adopted by a decision of the C hief Executive Officer, and the Board of Directors shall be notified thereof. If it transpires to the Chief Executive Officer that the alleged breach of
Notwithstanding the imposition of disciplinary action in accordance with the provisions of this By-laws, the Chief Executive Officer or the Board of Directors may request the person who committed the breach to revoke the breach and rectify the resulting situation, to cease from committing such breach, or to cease any
Prior to imposing any disciplinary action on a member or a person associated with it, the Stock Exchange must give the member or the person associated with it the opportunity to hear its statements on the alleged breaches, and the Stock Exchange may be satisfied with a written reply from